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Advisor

Francine Lee Frechter

Stifel, Nicolaus & Company, Incorporated

Garden City, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Branch Manager

Frank Albanese

RBC Capital Markets, LLC

Syracuse, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Unknown

Frank Palo

Abner Herrman & Brock, LLC

Jersey City, NJ

Dually RegisteredLocalRetail

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Advisor

Frank Joseph Laezza

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor Assistant

Frank Peter Koenig

UBS Financial Services Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Frederick Charles Shibel

Stifel, Nicolaus & Company, Incorporated

Skaneateles, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Frederick John Weaver

Oppenheimer & Co. Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Fredric Greenstein

Stifel, Nicolaus & Company, Incorporated

West Harrison, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Gary Jay Bronheim

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor, Branch Manager

Gary Joseph Greco

Wells Fargo Clearing Services, LLC

Johnstown, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor, Portfolio Manager

Gary Lee Zahakos

UBS Financial Services Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Gary Mark Spector

UBS Financial Services Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Gary Michael Kenajian

UBS Financial Services Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Gary Nicholas Selecky

Wells Fargo Clearing Services, LLC

Short Hills, NJ

BankClearing & Trade ExecutionClearing Firm

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Advisor

Gayle Skorny Hobson

Ameriprise Financial Services, LLC

Voorhees, NJ

Dually RegisteredIndependentNational

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Advisor, Portfolio Manager

Geoffrey Michael Mann

UBS Financial Services Inc.

Manasquan, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor, Portfolio Manager

Geoffrey Paul Schroeder

Morgan Stanley

Shrewsbury, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

George A. Kolodka

UBS Financial Services Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

George Hillyer Connerat

Oppenheimer & Co. Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

George Nicholas Venizelos

Wells Fargo Clearing Services, LLC

Westport, CT

BankClearing & Trade ExecutionClearing Firm

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Advisor

George Paul Kanas

UBS Financial Services Inc.

West Harrison, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

George Stephen Urist

LPL Financial LLC

East Syracuse, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor, Compliance Legal

George Thomas Conboy

Brighton Securities Corp.

Rochester, NY

Dually RegisteredLocalRetail

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Advisor, Branch Manager

George Thomas Croonquist

Janney Montgomery Scott LLC

Hackensack, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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