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Advisor, Branch Manager

George Thomas Croonquist

Janney Montgomery Scott LLC

Hackensack, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Georges Carter Boyer

Wellington Shields & Co., LLC

New York, NY

Dually RegisteredInstitutionalInvestment Banking

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Advisor, Portfolio Manager

Gerald Curtis Simmons

Morgan Stanley

Paramus, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Gerard Anthony Nizich

LPL Financial LLC

Islandia, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Gerard Edward Heymann

RBC Capital Markets, LLC

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Gerard Nicholas Luciano

Wells Fargo Clearing Services, LLC

Bedminster, NJ

BankClearing & Trade ExecutionClearing Firm

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Advisor

Gerard Ronald Tischio

Morgan Stanley

Toms River, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Gilbert Gordon Garceau

UBS Financial Services Inc.

Westport, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Gilbert Harris Levine

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Glen Scott Zaintz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor, Branch Manager

Glenn Hall Ratcliffe

Janney Montgomery Scott LLC

Fairfield, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor, Portfolio Manager

Glenn Wyatt W. Arthurs

UBS Financial Services Inc.

Buffalo, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor, Portfolio Manager

Gregory John Davidson

RBC Capital Markets, LLC

Red Bank, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Gregory Malcolm Ferdinand

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Harold David Elish

UBS Financial Services Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Heidi Grace Clute

LPL Financial LLC

Plattsburgh, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Helen Marie Truax

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Helen Suzanne Hoffman

UBS Financial Services Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Henry Charles Senger

UBS Financial Services Inc.

Paramus, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Henry Steven Pacht

Herold & Lantern Investments, Inc.

New York, NY

IndependentInstitutionalInvestment Banking

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Advisor

Herbert Rottenberg

UBS Financial Services Inc.

Florham Park, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Howard Matson

Wells Fargo Clearing Services, LLC

Westport, CT

BankClearing & Trade ExecutionClearing Firm

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Advisor, Portfolio Manager

Howard Parker

Morgan Stanley

Morristown, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor, Planning Specialist

Ira Frank Resnick

Morgan Stanley

Garden City, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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