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Other

Candice Ann Lopez

Oppenheimer & Co. Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor Assistant

Candice Macy Lozier

David Lerner Associates, Inc.

Syosset, NY

Multi StateRetailTraditional

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Unknown

Cara Lisser

RBC Capital Markets, LLC

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Other

Cara Beth Casciari

RBC Capital Markets, LLC

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Other

Cara Elaine Pellicano

Leerink Partners LLC

New York, NY

Corporate FinanceInstitutionalInstitutional Consulting

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Advisor Assistant

Cara Lee Gallagher

Stifel, Nicolaus & Company, Incorporated

Hackensack, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Unknown

Cara Marie Costich

Evercore Group L.L.C.

New York, NY

Corporate FinanceInstitutionalInvestment Banking

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Advisor

Caragh Fahy

Commonwealth Financial Network

Syracuse, NY

BankDually RegisteredFund Distributor

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Advisor Assistant

Cari Robyn Pakula

Stifel, Nicolaus & Company, Incorporated

Shrewsbury, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Carin Jean Frederick

Raymond James & Associates, Inc.

Buffalo, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Carissa L. Morganstein

Rockefeller Financial LLC

Saratoga Springs, NY

Dually RegisteredInstitutionalMulti State

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Unknown

Carl Annibale

First Manhattan Securities LLC

New York, NY

LocalRetailTraditional

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Advisor

Carl A Dattellas

Commonwealth Financial Network

East Syracuse, NY

BankDually RegisteredFund Distributor

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Unknown

Carl Alfred Barling

Regulus Financial Group, LLC

Grand Rapids, MI

IndependentMulti StateRetail

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Advisor

Carl Edward Schulman

Stifel, Nicolaus & Company, Incorporated

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Carl Francis Bailey

Commonwealth Financial Network

Danbury, CT

BankDually RegisteredFund Distributor

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Advisor

Carl Hubert Reich

Oppenheimer & Co. Inc.

Philadelphia, PA

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Carl Joseph Cieplinski

Commonwealth Financial Network

Cromwell, CT

BankDually RegisteredFund Distributor

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Other

Carl Louis Cornero

Hilltop Securities Inc.

Matawan, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Unknown

Carl Martin Stille

SEB Securities, Inc.

New York, NY

LocalRetailTraditional

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Unknown

Carl Peter Funke

William Blair

New York, NY

Corporate FinanceDually RegisteredInstitutional

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Other

Carl Vincent Tantillo

Stifel, Nicolaus & Company, Incorporated

Hauppauge, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Other

Carl William Dewitt Shuck

Allen & Company LLC

New York, NY

InstitutionalInvestment BankingLocal

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Advisor Assistant

Carla Angela Garistina

Raymond James & Associates, Inc.

Mount Laurel, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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