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Glastonbury, CT

BankClearing & Trade ExecutionClearing Firm

Advisor

David Charles Volpe

Mystic, CT

Clearing & Trade ExecutionClearing FirmCorporate Finance

Advisor

David Christopher Mulhall

Middlebury, CT

BankClearing & Trade ExecutionClearing Firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Advisor

David Dwight Zellner

Guilford, CT

BankClearing & Trade ExecutionClearing Firm

Beech Hill Securities, Inc.

Other

David E. Crowle

Westport, CT

InstitutionalInvestment BankingLocal

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Advisor

David Edmund Goodwin

Hartford, CT

BankClearing & Trade ExecutionClearing Firm

Advisor

David Edwin Laughran

Edward Jones

Branford, CT

Corporate FinanceDually RegisteredInstitutional

BOK Financial Securities, Inc.

Unknown

David Eugene Galvin

Stamford, CT

BankCorporate FinanceDually Registered

UBS Financial Services Inc.

Advisor

David F. Ball

Stamford, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

Purshe Kaplan Sterling Investments

Unknown

David Grad Halper

Westport, CT

IndependentNationalRetail

Ceros Financial Services, Inc.

Unknown

David Grant Conrad Morgan

Norwalk, CT

IndependentInstitutionalInvestment Banking

Unknown

David Houghton Wood

Glastonbury, CT

BankClearing & Trade ExecutionClearing Firm

Kestra Investment Services, LLC

Advisor

David I Bunin

Westport, CT

IndependentNationalRetail

Advisor

David Ira Gensler

Westport, CT

BankClearing & Trade ExecutionClearing Firm

Advisor, Portfolio Manager

David J. Castle

Westport, CT

Clearing & Trade ExecutionClearing FirmCorporate Finance

Citizens Securities, Inc.

Bank Advisor

David J. Chapin

West Hartford, CT

BankDually RegisteredRegional

Advisor Assistant

David J. Gould

Ridgefield, CT

Clearing & Trade ExecutionClearing FirmCorporate Finance

Advisor

David J. Guardia

Newington, CT

BankClearing & Trade ExecutionClearing Firm

UBS Financial Services Inc.

Advisor

David James Fasi

Hartford, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

Advisor, Portfolio Manager

David James Jorgensen

Hartford, CT

Clearing & Trade ExecutionClearing FirmCorporate Finance

Advisor

David James Lincoln

Fairfield, CT

BankClearing & Trade ExecutionClearing Firm

Voya Financial Advisors, Inc.

Other

David James Wick

Windsor, CT

Dually RegisteredIndependentInsurance

Infinex Investments, Inc.

Bank Advisor

David Jason Maikowski

Farmington, CT

BankDually RegisteredNational

Noble Capital Markets, Inc.

Unknown

David Joe Noriega

Westport, CT

Corporate FinanceInstitutionalInvestment Banking