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Alain Garcia

Citigroup Global Markets Inc.

New York, NY

BankClearing & Trade ExecutionCorporate Finance

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Advisor

Alain Germain Tripeau

Joseph Gunnar & Co. LLC

New York, NY

Corporate FinanceDually RegisteredIndependent

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Bank Advisor

Alaina Cass

J.P. Morgan Securities LLC

Charlotte, NC

BankBoutiqueClearing & Trade Execution

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Advisor Assistant

Alaina Patrice Guarino

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

BankClearing & Trade ExecutionClearing Firm

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Unknown

Alaine Rosemary DeLuca

J.P. Morgan Securities LLC

New York, NY

BankBoutiqueClearing & Trade Execution

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Unknown

Alak S Patel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

BankClearing & Trade ExecutionClearing Firm

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Bank Advisor

Alan Au

J.P. Morgan Securities LLC

Bayside, NY

BankBoutiqueClearing & Trade Execution

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Other

Alan Cen

J.P. Morgan Securities LLC

New York, NY

BankBoutiqueClearing & Trade Execution

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Other

Alan Chapman

UBS Financial Services Inc.

Weehawken, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Bank Advisor

Alan Cooper

J.P. Morgan Securities LLC

Rochester, NY

BankBoutiqueClearing & Trade Execution

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Sales Marketing

Alan Critchell

Ceros Financial Services, Inc.

Rockville, MD

IndependentInstitutionalInvestment Banking

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Other

Alan Dayan

Dinosaur Financial Group, L.L.C

New York, NY

Corporate FinanceIndependentInstitutional

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Other

Alan Derose

Oppenheimer & Co. Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Unknown

Alan Ertel

J.P. Morgan Securities LLC

New York, NY

BankBoutiqueClearing & Trade Execution

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Advisor

Alan Friedman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Staten Island, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Alan Groves

Oppenheimer & Co. Inc.

Cheshire, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor Assistant

Alan Herskowich

J.P. Morgan Securities LLC

New York, NY

BankBoutiqueClearing & Trade Execution

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Advisor, Portfolio Manager

Alan Jacobson

Morgan Stanley

Warren, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Other

Alan Liang

J.P. Morgan Securities LLC

New York, NY

BankBoutiqueClearing & Trade Execution

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Unknown

Alan Morales Toledano

J.P. Morgan Securities LLC

Summit, NJ

BankBoutiqueClearing & Trade Execution

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Bank Advisor

Alan Rosenberg

J.P. Morgan Securities LLC

Bellmore, NY

BankBoutiqueClearing & Trade Execution

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Other

Alan Smith

UBS Financial Services Inc.

Weehawken, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor, Portfolio Manager

Alan Spierer

UBS Financial Services Inc.

Westfield, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Unknown

Alan Weiss

R. F. Lafferty & Co., Inc.

New York, NY

Corporate FinanceDually RegisteredIndependent

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