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Advisor

Debra Phylis Stokes

Morgan Stanley

Purchase, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Dennis Arthur Hughes

GWN Securities Inc.

Cicero, NY

Dually RegisteredIndependentNational

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Advisor

Diane Marie Costello

LPL Financial LLC

Binghamton, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Donald Ernest Bouchard

Avantax Investment Services, Inc.

Batavia, NY

IndependentNationalRetail

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Advisor

Donald John Puff

GWN Securities Inc.

Camillus, NY

Dually RegisteredIndependentNational

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Advisor

Donna Jean D'Hont

Manning & Napier Investor Services, Inc.

Fairport, NY

Fund DistributorInstitutionalRegional

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Advisor

Douglas Lindsley Schutte

Cetera Advisors LLC

Jamestown, NY

Dually RegisteredIndependentNational

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Unknown

Eamonn James Alwell

Arete Wealth Management, LLC

New York, NY

IndependentInstitutionalInstitutional Consulting

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Unknown

Edward Albert Harof

Commonwealth Financial Network

Buffalo, NY

BankDually RegisteredFund Distributor

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Advisor, Branch Manager

Edward James Mercier

Wells Fargo Clearing Services, LLC

Rhinebeck, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Edward Michael Foley

UBS Financial Services Inc.

Thornwood, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Eileen Lessun Sienkiewicz

Pinnacle Investments, LLC

East Syracuse, NY

Dually RegisteredLocalRetail

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Advisor

Eli Bloch

David Lerner Associates, Inc.

White Plains, NY

Multi StateRetailTraditional

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Advisor

Elliot Lawrence Pokoik

Wells Fargo Clearing Services, LLC

Purchase, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Eric Brian Rosenberg

Oppenheimer & Co. Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Eric Philip Storberg

Ameriprise Financial Services, LLC

Staten Island, NY

Dually RegisteredIndependentNational

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Advisor

Eric Ross Taitz

Osaic Wealth, Inc.

Medford, NY

Clearing & Trade ExecutionDually RegisteredIndependent

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Advisor

Erik W Muller

Stifel, Nicolaus & Company, Incorporated

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Francine Lee Frechter

Stifel, Nicolaus & Company, Incorporated

Garden City, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Francis Cooper Lawrance

Purshe Kaplan Sterling Investments

Purchase, NY

IndependentNationalRetail

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Branch Manager

Frank Albanese

RBC Capital Markets, LLC

Syracuse, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Frank Joseph Laezza

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor Assistant

Frank Peter Koenig

UBS Financial Services Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Frank Ralph Loria

Lebenthal Financial Services, Inc.

Jericho, NY

LocalRetailTraditional

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