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Advisor

Cecile Komplita

Stifel, Nicolaus & Company, Incorporated

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Charles Meizoso

RBC Capital Markets, LLC

Florham Park, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Charles Edward Crystal

UBS Financial Services Inc.

Jericho, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Charles Howard Levine

UBS Financial Services Inc.

Florham Park, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Charles Joseph Nagy

Wells Fargo Clearing Services, LLC

Princeton, NJ

BankClearing & Trade ExecutionClearing Firm

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Advisor

Charles Joseph Quatrocchi

Wells Fargo Clearing Services, LLC

Princeton, NJ

BankClearing & Trade ExecutionClearing Firm

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Advisor

Charles Kyriacos Anastasiou

Wells Fargo Clearing Services, LLC

New York, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Charles Louis Dennis

Morgan Stanley

Basking Ridge, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Planning Specialist

Charles Salvatore Sperrazza

Peak Brokerage Services, LLC

Buffalo, NY

IndependentMulti StateRetail

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Advisor

Charles William Ahto

UBS Financial Services Inc.

Florham Park, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Retirement Plan Specialist

Charmaine Valois Kaes

Peak Brokerage Services, LLC

Buffalo, NY

IndependentMulti StateRetail

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Advisor

Cheryl Ann Rambler-Goveia

Ameriprise Financial Services, LLC

Melville, NY

Dually RegisteredIndependentNational

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Advisor

Christine Frole

Ameriprise Financial Services, LLC

Montclair, NJ

Dually RegisteredIndependentNational

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Advisor Assistant

Christine Marie Weber

UBS Financial Services Inc.

Melville, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Christopher Alan Moore

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsford, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Christopher Brent Metcalf

Stifel, Nicolaus & Company, Incorporated

Southbury, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Christopher Byron Shafer

RBC Capital Markets, LLC

Buffalo, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Christopher Donald Smith

Cetera Advisor Networks LLC

Bedminster, NJ

IndependentNationalRetail

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Advisor

Christopher J Crowe

UBS Financial Services Inc.

Northfield, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor, Portfolio Manager

Christopher James Conroy

UBS Financial Services Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Christopher John Jewell

Wells Fargo Clearing Services, LLC

Palm Beach, FL

BankClearing & Trade ExecutionClearing Firm

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Advisor

Christopher Joseph Cella

LPL Financial LLC

Fairfield, NJ

BankClearing & Trade ExecutionClearing Firm

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Advisor, Portfolio Manager

Christopher Paul Sherman

UBS Financial Services Inc.

Weehawken, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Christopher Peter Daifotis

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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