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Advisor

Francine Lee Frechter

Stifel, Nicolaus & Company, Incorporated

Garden City, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Branch Manager

Frank Albanese

RBC Capital Markets, LLC

Syracuse, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Frank Joseph Laezza

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Frederick Charles Shibel

Stifel, Nicolaus & Company, Incorporated

Skaneateles, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Frederick John Weaver

Oppenheimer & Co. Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Fredric Greenstein

Stifel, Nicolaus & Company, Incorporated

West Harrison, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Gary Jay Bronheim

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor, Branch Manager

Gary Joseph Greco

Wells Fargo Clearing Services, LLC

Johnstown, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Gary Nicholas Selecky

Wells Fargo Clearing Services, LLC

Short Hills, NJ

BankClearing & Trade ExecutionClearing Firm

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Advisor, Portfolio Manager

Geoffrey Paul Schroeder

Morgan Stanley

Shrewsbury, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

George Hillyer Connerat

Oppenheimer & Co. Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

George Nicholas Venizelos

Wells Fargo Clearing Services, LLC

Westport, CT

BankClearing & Trade ExecutionClearing Firm

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Advisor, Branch Manager

George Thomas Croonquist

Janney Montgomery Scott LLC

Hackensack, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Georges Carter Boyer

Wellington Shields & Co., LLC

New York, NY

Dually RegisteredInstitutionalInvestment Banking

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Advisor, Portfolio Manager

Gerald Curtis Simmons

Morgan Stanley

Paramus, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Gerard Edward Heymann

RBC Capital Markets, LLC

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Gerard Nicholas Luciano

Wells Fargo Clearing Services, LLC

Bedminster, NJ

BankClearing & Trade ExecutionClearing Firm

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Advisor

Gerard Ronald Tischio

Morgan Stanley

Toms River, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Gilbert Harris Levine

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Glen Scott Zaintz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor, Branch Manager

Glenn Hall Ratcliffe

Janney Montgomery Scott LLC

Fairfield, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor, Portfolio Manager

Gregory John Davidson

RBC Capital Markets, LLC

Red Bank, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Gregory Malcolm Ferdinand

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

BankClearing & Trade ExecutionClearing Firm

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Unknown

Helaine Shari Feinberg Teperman

Sanford C. Bernstein & Co., LLC

New York, NY

BoutiqueClearing & Trade ExecutionDually Registered

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