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Advisor

Richard Anthony Catrambone

Morgan Stanley

Northfield, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Richard Anthony Flora

Coastal Equities, Inc.

Fairfield, NJ

IndependentRegionalRetail

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Advisor

Richard Blaise Bucaro

Morgan Stanley

Port Jefferson, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Richard Elliott Clough

LPL Financial LLC

Glastonbury, CT

BankClearing & Trade ExecutionClearing Firm

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Advisor

Richard Eric Niederhaus

Stifel, Nicolaus & Company, Incorporated

Florham Park, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Richard Evan Zacharoff

Kestra Investment Services, LLC

Huntington, NY

IndependentNationalRetail

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Advisor

Richard Gerard Sylvester

Cetera Advisor Networks LLC

Rochester, NY

IndependentNationalRetail

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Advisor

Richard Howard Campanella

Morgan Stanley

Toms River, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Richard Ivan Greenspan

UBS Financial Services Inc.

Stamford, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Richard Jay Rustic

Commonwealth Financial Network

Bristol, CT

BankDually RegisteredFund Distributor

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Advisor

Richard Joseph Cooney

LPL Financial LLC

Syracuse, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Richard Joseph Green

Pinnacle Investments, LLC

East Syracuse, NY

Dually RegisteredLocalRetail

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Advisor

Richard Joseph Rizzuto

Craft Capital Management LLC

Garden City, NY

InstitutionalLocalPlacement Agent

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Advisor

Richard Laurence Schneider

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Richard Mcarthur Mitchell

Ameriprise Financial Services, LLC

Montclair, NJ

Dually RegisteredIndependentNational

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Advisor

Richard Michael Marlin

Edward Jones

Webster, NY

Corporate FinanceDually RegisteredInstitutional

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Advisor

Richard Michael Morris

LPL Financial LLC

Monroe Township, NJ

BankClearing & Trade ExecutionClearing Firm

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Advisor

Richard Paul Giordano

UBS Financial Services Inc.

Greenwich, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Richard Scott Dorfman

Morgan Stanley

Melville, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Richard Scott Gordon

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Richard Scott Saperstein

HighTower Securities, LLC

Chicago, IL

Multi StateRetailTraditional

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Advisor

Richard Stephen Briggs

RBC Capital Markets, LLC

Buffalo, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Richard Willdon Barnes

Kestra Investment Services, LLC

Port Jefferson Station, NY

IndependentNationalRetail

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Advisor

Robert Alan Reuben

Ameriprise Financial Services, LLC

New York, NY

Dually RegisteredIndependentNational

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