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Advisor

Andrew Mark Hoffman

LPL Financial LLC

New York, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Andrew Meyer Horowitz

Ameriprise Financial Services, LLC

Hauppauge, NY

Dually RegisteredIndependentNational

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Advisor

Andy Mark Schwartz

LPL Financial LLC

Fairfield, NJ

BankClearing & Trade ExecutionClearing Firm

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Advisor

Anne Afton Rutherford

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Anthony Marino

Morgan Stanley

Venice, FL

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Anthony Jude Capobianco

Cetera Advisor Networks LLC

Clifton Park, NY

IndependentNationalRetail

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Advisor

Anthony Louis Gugino

LPL Financial LLC

Pittsford, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Anthony Michael Sce

United Planners' Financial Services of America A Limited Partner

Bohemia, NY

Dually RegisteredIndependentNational

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Bank Advisor

Anthony Vincent Angarola

Cetera Investment Services LLC

Westbury, NY

BankClearing & Trade ExecutionClearing Firm

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Unknown

Anthony You Ding Lee

Cetera Advisors LLC

Short Hills, NJ

Dually RegisteredIndependentNational

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Advisor

Antonio G Coppola

Morgan Stanley

Poughkeepsie, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Arline Holly Segal

RBC Capital Markets, LLC

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Arnel Collantes Gonzales

Ameriprise Financial Services, LLC

Westport, CT

Dually RegisteredIndependentNational

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Advisor

Arthur Randall

UBS Financial Services Inc.

Upper Montclair, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Arthur Thomas Reyling

Osaic Wealth, Inc.

Melville, NY

Clearing & Trade ExecutionDually RegisteredIndependent

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Advisor

Audrey Sally Gould

Wells Fargo Clearing Services, LLC

Princeton, NJ

BankClearing & Trade ExecutionClearing Firm

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Advisor

Barbara Ludlow Taussig

Morgan Stanley

Farmington, CT

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Unknown

Barbara Ann Comer

Securities America, Inc.

New Hartford, CT

BankFund DistributorIndependent

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Advisor

Barbara Anne Fox

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Barry David Rothenberg

Morgan Stanley

Morristown, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor, Branch Manager

Benjamin Jay Chuckrow

Stifel, Nicolaus & Company, Incorporated

Saratoga Springs, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor, Portfolio Manager

Bernard Charles Groveman

First Manhattan Securities LLC

New York, NY

LocalRetailTraditional

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Advisor

Bernie Lee Townes

Janney Montgomery Scott LLC

Melville, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Betsy Jane Gootrad

Oppenheimer & Co. Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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