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Toms River, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

UBS Financial Services Inc.

Advisor

Richard Ivan Greenspan

Stamford, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

Commonwealth Financial Network

Advisor

Richard Jay Rustic

Bristol, CT

BankDually RegisteredFund Distributor

Advisor

Richard Joseph Cooney

Syracuse, NY

BankClearing & Trade ExecutionClearing Firm

Pinnacle Investments, LLC

Advisor

Richard Joseph Green

East Syracuse, NY

Dually RegisteredLocalRetail

Advisor

Richard Laurence Schneider

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

Advisor

Richard Mcarthur Mitchell

Montclair, NJ

Dually RegisteredIndependentNational

Advisor

Richard Michael Marlin

Edward Jones

Webster, NY

Corporate FinanceDually RegisteredInstitutional

Advisor

Richard Michael Morris

Monroe Township, NJ

BankClearing & Trade ExecutionClearing Firm

UBS Financial Services Inc.

Advisor

Richard Paul Giordano

Greenwich, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

Advisor

Richard Scott Dorfman

Melville, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

Advisor

Richard Scott Gordon

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

Advisor

Richard Stephen Briggs

RBC Capital Markets, LLC

Buffalo, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

Advisor

Robert Alan Reuben

New York, NY

Dually RegisteredIndependentNational

Advisor

Robert Alexander Karpinski

Red Bank, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

Advisor

Robert Carl Bouza

Staten Island, NY

Dually RegisteredIndependentNational

Stifel, Nicolaus & Company, Incorporated

Advisor

Robert David Cohen

Melville, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

Stifel, Nicolaus & Company, Incorporated

Advisor

Robert David Traitz

Hackensack, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

Cadaret, Grant & Co., Inc.

Advisor

Robert Francis Fahey

Buffalo, NY

Dually RegisteredIndependentRegional

Advisor

Robert Gary Brochu

Farmington, CT

BankClearing & Trade ExecutionClearing Firm

Advisor

Robert Goodhill Rood

Camillus, NY

BankClearing & Trade ExecutionClearing Firm

Advisor

Robert Gregory Mennona

White Plains, NY

Dually RegisteredIndependentNational

Janney Montgomery Scott LLC

Advisor

Robert John Bennett

Red Bank, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Advisor

Robert John Travis

Red Bank, NJ

BankClearing & Trade ExecutionClearing Firm