THE DIRECTORY

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Bank Advisor

Andrew Paul Fox

HSBC Securities (USA) Inc.

Buffalo, NY

BankClearing & Trade ExecutionDually Registered

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Advisor Assistant

Andrew Paul Gaebel

Neuberger Berman BD LLC

New York, NY

BoutiqueDually RegisteredFund Distributor

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Advisor

Andrew Paul Hugos

LPL Financial LLC

Latham, NY

BankClearing & Trade ExecutionClearing Firm

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Bank Advisor

Andrew Paul Kousouros

Wells Fargo Clearing Services, LLC

Armonk, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Andrew Paul Kraus

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Andrew Paul Madlinger

Raymond James & Associates, Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Andrew Paul Margolin

Cetera Advisors LLC

Jericho, NY

Dually RegisteredIndependentNational

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Other

Andrew Paul Uerkwitz

Jefferies LLC

New York, NY

BoutiqueClearing & Trade ExecutionCorporate Finance

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Other

Andrew Paul Willson

HSBC Securities (USA) Inc.

Depew, NY

BankClearing & Trade ExecutionDually Registered

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Advisor

Andrew Peale Allen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

BankClearing & Trade ExecutionClearing Firm

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Other

Andrew Peter Denatale

J.P. Morgan Securities LLC

New York, NY

BankBoutiqueClearing & Trade Execution

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Advisor

Andrew Peter Gallagher

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Unknown

Andrew Philip Fishbone

Ceros Financial Services, Inc.

New York, NY

IndependentInstitutionalInvestment Banking

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Unknown

Andrew Philip Greco

GMS Group

East Hanover, NJ

Corporate FinanceDually RegisteredInstitutional

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Unknown

Andrew Philip Lin

J.P. Morgan Securities LLC

New York, NY

BankBoutiqueClearing & Trade Execution

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Other

Andrew Philip Van Wazer

J.P. Morgan Securities LLC

New York, NY

BankBoutiqueClearing & Trade Execution

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Other

Andrew Phillip Carlough

Hilltop Securities Inc.

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Other

Andrew Phillip Marvel

Osaic Wealth, Inc.

Jersey City, NJ

Clearing & Trade ExecutionDually RegisteredIndependent

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Other

Andrew Pierce Hobson

Evercore Group L.L.C.

New York, NY

Corporate FinanceInstitutionalInvestment Banking

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Unknown

Andrew Pierce Yardley

Rockefeller Financial LLC

New York, NY

Dually RegisteredInstitutionalMulti State

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Other

Andrew Pingyoung Lee

Citigroup Global Markets Inc.

New York, NY

BankClearing & Trade ExecutionCorporate Finance

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Unknown

Andrew Prentice Lusk

BBVA Securities Inc.

New York, NY

BankInstitutionalMulti State

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Advisor Assistant

Andrew Prescott Dorman

First Republic Securities Company, LLC

New York, NY

BankBoutiqueInstitutional

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Unknown

Andrew R Alden

Morgan Stanley

Purchase, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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