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Advisor, Portfolio Manager

Kenneth Anthony Angelo

UBS Financial Services Inc.

Paramus, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Kenneth Bernard Gold

Oppenheimer & Co. Inc.

Jericho, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Kenneth Charles Silva

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Kenneth Frank Sarpu

Janney Montgomery Scott LLC

Glastonbury, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Kent Schmidt

LPL Financial LLC

Syracuse, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Kevin Glenn Albrecht

American Portfolios Financial Services, Inc.

Flemington, NJ

IndependentRegionalRetail

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Planning Specialist

Kevin John Donnelly

BrokerageSelect

New York, NY

InstitutionalLocalRetail

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Advisor

Kevin Joseph Benoit

Wells Fargo Advisors Financial Network, LLC

Hackensack, NJ

Dually RegisteredIndependentNational

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Advisor

Kevin Joseph Fay

Cetera Advisors LLC

Short Hills, NJ

Dually RegisteredIndependentNational

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Advisor, Portfolio Manager

Kevin Kenway Edwards

Morgan Stanley

Greenwich, CT

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Kevin Luke Lynch

First Heartland Capital, Inc.

Hillsborough, NJ

IndependentRegionalRetail

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Advisor, Portfolio Manager

Kevin Michael Jones

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Lance Hubeny

Ameriprise Financial Services, LLC

Red Bank, NJ

Dually RegisteredIndependentNational

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Advisor

Lance Shawn Drucker

Hornor, Townsend & Kent, LLC

Verona, NJ

Dually RegisteredIndependentNational

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Advisor

Laura Lee Fish-Kelly

Ameriprise Financial Services, LLC

Glastonbury, CT

Dually RegisteredIndependentNational

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Advisor

Laurence Todd Celniker

LPL Financial LLC

Fairfield, NJ

BankClearing & Trade ExecutionClearing Firm

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Advisor

Lawrence Howard Liebman

Morgan Stanley

Mount Laurel, NJ

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Lawrence Jeffrey Rudolph

Wells Fargo Clearing Services, LLC

Boca Raton, FL

BankClearing & Trade ExecutionClearing Firm

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Advisor

Lawrence John Connelly

Stifel, Nicolaus & Company, Incorporated

Garden City, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Lawrence John Raff

Cetera Advisor Networks LLC

Cedar Knolls, NJ

IndependentNationalRetail

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Advisor

Lawrence Nicholas Passaretti

American Portfolios Financial Services, Inc.

Holbrook, NY

IndependentRegionalRetail

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Advisor

Lawrence Peter Giordano

Janney Montgomery Scott LLC

Purchase, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Unknown

Lee Edward Kalin

Cambridge Investment Research, Inc.

Fayetteville, NY

IndependentNationalRetail

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Advisor

Lee Evan Rosenberg

Cadaret, Grant & Co., Inc.

Boca Raton, FL

Dually RegisteredIndependentRegional

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