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Advisor

Sharon Therese Sager

UBS Financial Services Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor, Planning Specialist

Stephen F. Lawless

Morgan Stanley

Melville, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Stephen George Powers

Janney Montgomery Scott LLC

Hauppauge, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Stephen Jerome Stern

Stifel, Nicolaus & Company, Incorporated

Garden City, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Steven Alan Press

Wells Fargo Clearing Services, LLC

New York, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Steven Arthur Sherman

American Portfolios Financial Services, Inc.

Garden City, NY

IndependentRegionalRetail

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Advisor

Steven Dana Goodwin

Osaic Wealth, Inc.

Buffalo, NY

Clearing & Trade ExecutionDually RegisteredIndependent

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Advisor

Steven Eric Dolgin

Janney Montgomery Scott LLC

Melville, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Steven Marc Ruttgeizer

Osaic Wealth, Inc.

Melville, NY

Clearing & Trade ExecutionDually RegisteredIndependent

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Advisor

Steven Michael Harty

Ameriprise Financial Services, LLC

Castleton on Hudson, NY

Dually RegisteredIndependentNational

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Advisor

Steven Nan Gwon

Stifel, Nicolaus & Company, Incorporated

West Harrison, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Susan Perry

Cetera Advisor Networks LLC

Warwick, NY

IndependentNationalRetail

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Advisor

Susan Marie Priem

Commonwealth Financial Network

Rochester, NY

BankDually RegisteredFund Distributor

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Advisor

Terence George Reynolds

Morgan Stanley

Garden City, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Terrance Charles Collins

Mutual Funds Associates Inc.

Rochester, NY

IndependentLocalRetail

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Advisor

Thomas Dante Volpini

HighTower Securities, LLC

Buffalo, NY

Multi StateRetailTraditional

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Advisor, Portfolio Manager

Thomas Edward Brockley

RBC Capital Markets, LLC

Albany, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Other

Thomas Gerard Voorhees

AmeriVet Securities, Inc.

New York, NY

Dually RegisteredLocalRetail

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Unknown

Thomas Gerard Vossler

Trubee Wealth Advisors, Inc.

Buffalo, NY

Corporate FinanceDually RegisteredInstitutional

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Advisor

Thomas Harold Higgins

Osaic Wealth, Inc.

Fairport, NY

Clearing & Trade ExecutionDually RegisteredIndependent

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Advisor

Thomas John Babcock

LPL Financial LLC

Clifton Park, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Thomas Joseph McKelvey

UBS Financial Services Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Thomas Joseph Travers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jericho, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor, Planning Specialist

Thomas Kevin Bourke

Morgan Stanley

Riverhead, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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