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Andrew Charles Lee

HSBC Securities (USA) Inc.

New York, NY

BankClearing & Trade ExecutionDually Registered

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Other

Andrew Charles Schell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

BankClearing & Trade ExecutionClearing Firm

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Other

Andrew Charles Spikins

Evercore Group L.L.C.

New York, NY

Corporate FinanceInstitutionalInvestment Banking

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Unknown

Andrew Charles Wittenberg

J.P. Morgan Securities LLC

New York, NY

BankBoutiqueClearing & Trade Execution

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Advisor Assistant

Andrew Christian Durham

Morgan Stanley

New York, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Advisor

Andrew Christian Hollingsworth

LPL Financial LLC

Long Beach, NY

BankClearing & Trade ExecutionClearing Firm

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Other

Andrew Christopher Higham

J.P. Morgan Securities LLC

New York, NY

BankBoutiqueClearing & Trade Execution

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Other

Andrew Clark Kahan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Haven, CT

BankClearing & Trade ExecutionClearing Firm

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Bank Advisor

Andrew Clayton Smith

Wells Fargo Clearing Services, LLC

Elmira, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Andrew Colin Biskup

UBS Financial Services Inc.

Weehawken, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Other

Andrew Colyer Curtis

Jefferies LLC

New York, NY

BoutiqueClearing & Trade ExecutionCorporate Finance

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Unknown

Andrew Constantine Mallios

Jefferies LLC

New York, NY

BoutiqueClearing & Trade ExecutionCorporate Finance

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Advisor

Andrew Craig Mahnken

Wells Fargo Clearing Services, LLC

Oakhurst, NJ

BankClearing & Trade ExecutionClearing Firm

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Advisor, Planning Specialist

Andrew Craig Tupler

Commonwealth Financial Network

Bridgewater, NJ

BankDually RegisteredFund Distributor

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Advisor

Andrew Crawford Ober

UBS Financial Services Inc.

Manasquan, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Advisor

Andrew D Baigorria

Morgan Stanley

Purchase, NY

Clearing & Trade ExecutionClearing FirmCorporate Finance

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Other

Andrew D. Herr

UBS Financial Services Inc.

Stamford, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Other

Andrew D. Longley

Evercore Group L.L.C.

New York, NY

Corporate FinanceInstitutionalInvestment Banking

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Unknown

Andrew D. Watts

Citigroup Global Markets Inc.

New York, NY

BankClearing & Trade ExecutionCorporate Finance

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Other

Andrew Daniel Dimus Poortenga

Jefferies LLC

New York, NY

BoutiqueClearing & Trade ExecutionCorporate Finance

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Advisor

Andrew David Arias

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

BankClearing & Trade ExecutionClearing Firm

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Advisor

Andrew David Banks

Janney Montgomery Scott LLC

New Haven, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

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Other

Andrew David Basu

J.P. Morgan Securities LLC

Greenwich, CT

BankBoutiqueClearing & Trade Execution

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Advisor

Andrew David Jackel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

BankClearing & Trade ExecutionClearing Firm

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