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New York, NY

Corporate FinanceInstitutionalInvestment Banking

Benjamin F. Edwards & Company, Inc.

Advisor

David William Davies

Painted Post, NY

Clearing & Trade ExecutionDually RegisteredInstitutional

Unknown

David William Hall

Edward Jones

Batavia, NY

Corporate FinanceDually RegisteredInstitutional

Advisor

David William Swain

Sage, Rutty & Co., Inc.

Rochester, NY

Dually RegisteredLocalRetail

Other

David Worth Barr

D.A. Davidson & Co.

New York, NY

Corporate FinanceDually RegisteredInstitutional

Unknown

David Y. Ying

New York, NY

Corporate FinanceInstitutionalInvestment Banking

First Manhattan Securities LLC

Other

Dawn Cathleen Capozzalo

New York, NY

LocalRetailTraditional

Commonwealth Financial Network

Other

Dawn Eleanor McKelvey

Suffern, NY

BankDually RegisteredFund Distributor

Advisor Assistant, Branch AdminOps

Dawn Inez Castro

Hackensack, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

Advisor

Dawn Marie Gilchrist

Sage, Rutty & Co., Inc.

Rochester, NY

Dually RegisteredLocalRetail

Manning & Napier Investor Services, Inc.

Unknown

Dawn Marie Novak

Fairport, NY

Fund DistributorInstitutionalRegional

U.S. Sterling Securities, Inc.

Advisor

Dawn Marie Pancella

Hauppauge, NY

LocalRetailTraditional

Advisor Assistant

Dawn Marie Sollitto

Garden City, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

Other

Dean Andrew Price

RBC Capital Markets, LLC

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

Unknown

Dean Chris Katris

New York, NY

Corporate FinanceInstitutionalInvestment Banking

Unknown

Dean Christopher Ganas

New York, NY

Corporate FinanceInstitutionalInvestment Banking

Unknown

Dean Michael Disimone

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

Other

Deane Michael Dray

RBC Capital Markets, LLC

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

Brighton Securities Corp.

Advisor

Deanna J. Lapier

Rochester, NY

Dually RegisteredLocalRetail

Advisor Assistant

Deanna Marie Gallo

Shrewsbury, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered

Commonwealth Financial Network

Advisor

Deanna Yvonne Morell

Palmyra, NY

BankDually RegisteredFund Distributor

Advisor Assistant

Debora Paddock Ingraham

RBC Capital Markets, LLC

Glastonbury, CT

Clearing & Trade ExecutionCorporate FinanceDually Registered

Other

Deborah Lieberman

Oppenheimer & Co. Inc.

New York, NY

Clearing & Trade ExecutionCorporate FinanceDually Registered

Other

Deborah Wright

Wedbush Securities Inc.

Jersey City, NJ

Clearing & Trade ExecutionCorporate FinanceDually Registered